Financial Services Regulatory

Market-leading team guiding clients through complex financial services regulatory and enforcement matters

Why Cooley

Deliver strategic, practical advice to leading bank and nonbank consumer financial services providers

Provide comprehensive financial services counsel from essential financings (including IPOs), product structuring, regulatory licensing and compliance to enforcement and litigation

Counsel emerging and established technology companies on money transmission, lending, deposit-related laws and other regulatory issues for a diverse array of payments services activities, including digital currency activities

Specialize in advising clients on all state and federal financial services laws and regulations, including the Truth in Lending Act (Regulation Z), the Electronic Fund Transfer Act (Regulation E), the Equal Credit Opportunity Act (Regulation B) and the Bank Secrecy Act

Work closely with industry leaders and regulators at the state and federal level regarding the laws that shape financial services regulation

Advise on all aspects of compliance with federal and state laws and regulations and SRO regulations applicable to broker‐dealers, investment advisers, alternative trading systems, and securities trading and funding

Help companies develop and operate funding portals and online capital-raising platforms, including in the venture capital, angel investing, crowdfunding, and private and public securities markets

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The folks on the other side of the table listen to the folks at Cooley which really makes the dynamics of doing deals much better.

Chambers USA

Cooley has an excellent track record in the digital payments and lending sphere, especially in relation to matters involving money transmission regulatory issues.

Chambers FinTech 2022