Cooley

Financial Services Regulatory

Advising UK and international financial services firms on their regulatory obligations under UK and European law

Why Cooley

Team ranked in Legal 500 UK and Chambers UK
Known for assisting “clients with everything from regulatory issues to Part VII transfers” (Chambers UK)
Leverage our tech experience for the benefit of our venture capital fund clients and fintech companies
Our UK and international clients include:
- Insurers, reinsurers and captives
- Insurance and reinsurance distributors
- Alternative investment fund managers
- Venture capital, private equity and hedge fund manager advisors
- Asset managers
- Crowdfunding and peer-to-peer lending platform providers
- Payday lenders
- Payment service providers
- E-money issuers
- Deposit takers
- Financial advisors
- Credit providers

Regulation & Risk Blog

Thought leadership on regulation and risk issues for the financial services industry

They are excellent and provide solid advice across a wide range of regulatory and transactional work that includes new startups...We liked that they agreed a good fee structure at the outset and they are not as expensive as other American firms.

– Chambers UK

Group Contacts

Marco Santori Partner, New York

Andy Roth Partner, New York

Patrick Murck Special Counsel

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Related Practices & Industries

Asset Recovery Capital Markets Emerging Companies Fintech Fund Formation Mergers & Acquisitions Outsourcing Privacy & Data Protection Private Equity Public Companies Securities Litigation Tax Technology Transactions Venture Capital Venture Capital Litigation & Dispute Counseling White Collar & Regulatory Defense

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