Financial Services Regulatory

Advising UK and international financial services firms on their regulatory obligations under UK and European law

Why Cooley
  • Team ranked in Legal 500 UK and Chambers UK
  • Known for assisting “clients with everything from regulatory issues to Part VII transfers” (Chambers UK)
  • Leverage our tech experience for the benefit of our venture capital fund clients and fintech companies
  • Our UK and international clients include:
    • Insurers, reinsurers and captives
    • Insurance and reinsurance distributors
    • Alternative investment fund managers
    • Venture capital, private equity and hedge fund manager advisors
    • Asset managers
    • Crowdfunding and peer-to-peer lending platform providers
    • Payday lenders
    • Payment service providers
    • E-money issuers
    • Deposit takers
    • Financial advisors
    • Credit providers

Regulation & Risk Blog

Thought leadership on regulation and risk issues for the financial services industry

View blog

They are excellent and provide solid advice across a wide range of regulatory and transactional work that includes new startups...We liked that they agreed a good fee structure at the outset and they are not as expensive as other American firms.

– Chambers UK


Group Contacts
Marco Santori Partner, New York
Andy Roth Partner, New York
Patrick Murck Special Counsel, Boston
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