Financial Services Regulatory

Market-leading team guiding clients through complex financial services regulatory and enforcement matters

Why Cooley
  • Deliver strategic, practical advice to leading bank and nonbank consumer financial services providers
  • Provide comprehensive financial services counsel from essential financings (including IPOs), product structuring, regulatory licensing and compliance to enforcement and litigation
  • Counsel emerging and established technology companies on money transmission, lending, deposit-related laws and other regulatory issues for a diverse array of payments services activities, including digital currency activities
  • Specialize in advising clients on all state and federal financial services laws and regulations, including the Truth in Lending Act (Regulation Z), the Electronic Fund Transfer Act (Regulation E), the Equal Credit Opportunity Act (Regulation B) and the Bank Secrecy Act
  • Work closely with industry leaders and regulators at the state and federal level regarding the laws that shape financial services regulation
  • Advise on all aspects of compliance with federal and state laws and regulations and SRO regulations applicable to broker‚Äźdealers, investment advisers, alternative trading systems, and securities trading and funding
  • Help companies develop and operate funding portals and online capital-raising platforms, including in the venture capital, angel investing, crowdfunding, and private and public securities markets

Cooley has an excellent track record in the digital payments and lending sphere, especially in relation to matters involving money transmission regulatory issues.

– Chambers FinTech 2022

The folks on the other side of the table listen to the folks at Cooley which really makes the dynamics of doing deals much better.

– Chambers USA
Group contacts
Obrea Poindexter  Partner Washington, DC
Sean Ruff  Partner Washington, DC
Adam Fleisher  Special Counsel Washington, DC
Michelle L. Rogers  Partner Washington, DC
ViewHide related contacts


Error

Listing Returned 0 Results.

ViewHide related news


Error

Listing Returned 0 Results.