Financial Services Enforcement and Regulatory

Decades of experience supporting financial institutions, banks, fintechs, payments platforms and other companies at every point in the business life cycle – from regulatory compliance and product counseling to examination, enforcement and litigation 

Why Cooley

  • We deliver strategic, current and actionable regulatory advice and product counseling to banks, financial institutions, fintechs, payments companies, marketplaces and other industry participants of every size  

  • We empower clients to innovate in an ever-evolving market by leveraging our deep knowledge of their products and services, our thorough understanding of the legal landscape under which they operate, and our extensive experience handling matters before every major financial regulatory and enforcement agency at the federal and state levels

  • Clients rely on us for their most complex high-stakes matters – including examinations, internal investigations, enforcement matters and litigation – based on our proven track record of delivering results

  • We provide comprehensive and timely guidance through CooleyREG, our innovative approach that brings together regulatory practitioners from across the firm to help clients navigate every regulatory twist and turn

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Cooley’s team covers everything you need to know under the sun; their expertise is unrivaled, and they have a deep consumer finance bench.

Chambers USA, 2023

Cooley’s expertise and recommendations on complex and sophisticated matters have been off the charts.

Chambers FinTech, 2024

The practical knowledge the attorneys at Cooley have is top-tier. From the first interaction with Michelle Rogers and her team, we knew we were in good hands. Michelle and team were not just familiar with the law, but had insight into the regulatory tone in Washington, DC, and were able to quickly understand operational challenges, as well as compliance arguments.

The Legal 500 US

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