Cooley

Financial Services Regulatory

Advising financial services firms and companies on their regulatory obligations under law

Advise on all aspects of compliance with federal and state laws and regulations and SRO regulations applicable to broker‐dealers, investment advisers, alternative trading systems, and securities trading and funding
Support emerging and established companies on the development and operation of funding portals and online capital-raising platforms, including in the venture capital, angel investing, crowdfunding and private and public securities markets
Our clients include: broker-dealers; insurers, reinsurers and captives; insurance and reinsurance distributors; alternative investment fund managers; venture capital, private equity and hedge fund manager advisors; asset managers; crowdfunding platform providers; financial advisors

Cooley is at the bleeding edge of some of the most interesting and disruptive developments in the financial sector.

– Chambers Global 2018

The folks on the other side of the table listen to the folks at Cooley which really makes the dynamics of doing deals much better.

– Chambers USA

Kenneth Juster Partner, Boston

Andy Roth Partner, New York