Financial Services Enforcement Forecast: Five in Five

You Might Be a Regulated Entity If …

May 9, 2023
Event details
May 9, 2023
10:00 – 11:00 am Pacific Standard Time

Event summary

Cooley’s financial services enforcement team is excited to have brought you our Five in Five webinar series. These five weekly webinars during the month of May covered trends in consumer financial services enforcement and provided practical tips for navigating the increasingly challenging regulatory climate.

Session #2: You Might Be a Regulated Entity If …

As technology and industries evolve, so too do the universe of laws and regulations that apply to them. In this session, we explored activities that don’t fit within the traditional “financial services” mold but nonetheless are regulated by financial services laws. We also highlighted recent and upcoming changes to state and federal laws that will expand applicability to new industries.

For more information, please email Rebecca Lanz.

Financial Services Enforcement Forecast: Five in Five series programing

  • May 2, 2023 – Enforcement Trends: What to Expect From the CFPB, DOJ, FTC and States
  • May 9, 2023 – You Might Be a Regulated Entity If …
  • May 16, 2023 – Marketing Mischief: Dark Patterns, RESPA and Digital Redlining
  • May 23, 2023 – Transactional Considerations in a Tightening Economy: Diligence, Licensing, Restructuring and More
  • May 30, 2023 – Best Practices: Exams, Enforcement and Internal Investigations

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