SEC Enforcement Report - Issue 2 - 2013
The Securities Litigation practice at Cooley LLP is pleased to release its latest issue of the SEC Enforcement Report. This quarterly publication provides news, enforcement trends, investigation features, and developments at the U.S. Securities and Exchange Commission (SEC). We hope you find this information useful. If you have any questions or feedback, please contact our editor Lyle Roberts.
FEATURES IN THIS ISSUE
- SEC Enforcement by the Numbers
- Enjoining Lawful Conduct
- Not All 10b5-1 Plans are Created Equal
- Regulation FD Actions Update
- SEC Keeps More Cases Closer to Home
- Whistleblower Official Weighs in on "Waiver" Practice
Cooley's experienced securities litigators have a dedicated nationwide practice focused on the defense of both public corporations and individuals in class actions, derivative cases, mergers and acquisitions litigation, and SEC enforcement actions. The team also has extensive experience in conducting sensitive corporate internal investigations and advising clients of all sizes on securities regulatory issues and litigation risks.
This content is provided for general informational purposes only, and your access or use of the content does not create an attorney-client relationship between you or your organization and Cooley LLP, Cooley (UK) LLP, or any other affiliated practice or entity (collectively referred to as “Cooley”). By accessing this content, you agree that the information provided does not constitute legal or other professional advice. This content is not a substitute for obtaining legal advice from a qualified attorney licensed in your jurisdiction and you should not act or refrain from acting based on this content. This content may be changed without notice. It is not guaranteed to be complete, correct or up to date, and it may not reflect the most current legal developments. Prior results do not guarantee a similar outcome. Do not send any confidential information to Cooley, as we do not have any duty to keep any information you provide to us confidential. This content may be considered Attorney Advertising and is subject to our legal notices.