SEC Enforcement Report - Issue 1 - 2013

The Securities Litigation practice at Cooley LLP is pleased to announce a new publication, SEC Enforcement Report. This quarterly publication will provide you with news, enforcement trends, investigation features, and developments at the U.S. Securities and Exchange Commission (SEC). We hope you find this information useful. If you have any questions or feedback, please contact our editor Lyle Roberts.

View the SEC Enforcement Report


  • SEC Enforcement By the Numbers
  • SEC Enforcement: Procedural Primer
  • Regulation FD Actions
  • Featured Investigation: Social Media and Regulation FD
  • Whistleblower Program Takes Flight

Cooley's experienced securities litigators have a dedicated nationwide practice focused on the defense of both public corporations and individuals in class actions, derivative cases, mergers and acquisitions litigation, and SEC enforcement actions. The team also has extensive experience in conducting sensitive corporate internal investigations and advising clients of all sizes on securities regulatory issues and litigation risks.

Related Contacts
John C. Dwyer  Partner Palo Alto
Bill Grauer  Retired Partner New York
Christopher B. Durbin  Of Counsel Seattle
Koji Fukumura  Partner San Diego