SEC Fee Rates in Effect October 1 for Fiscal 2012
By Cydney Posner
Starting on October 1, 2011, the fees for registration of securities with the SEC will be reduced to $114.60 per million dollars from their current rate of $116.10 per million dollars. (As a result of changes made under Dodd Frank, the annual rate changes for fees paid under Section 6(b) of the Securities Act and Sections 13(e) and 14(g) of the Exchange Act must take effect on the first day of each fiscal year.) All filings submitted to the SEC before 5:30 p.m. ET, and 462(b) filings submitted to the SEC before 10:00 p.m. ET, on September 30, 2011, will be subject to the current fee rate of $116.10 per million dollars. Rule 462(b) filings submitted after 10:00 p.m. ET, and all other filings submitted after 5:30 p.m. ET, on September 30, 2011, will be deemed filed as of the next business day and subject to the new fee rate of $114.60 per million dollars. Filers with questions about the new fee rates should call the SEC at (202) 551-8900.
This content is provided for general informational purposes only, and your access or use of the content does not create an attorney-client relationship between you or your organization and Cooley LLP, Cooley (UK) LLP, or any other affiliated practice or entity (collectively referred to as "Cooley"). By accessing this content, you agree that the information provided does not constitute legal or other professional advice. This content is not a substitute for obtaining legal advice from a qualified attorney licensed in your jurisdiction, and you should not act or refrain from acting based on this content. This content may be changed without notice. It is not guaranteed to be complete, correct or up to date, and it may not reflect the most current legal developments. Prior results do not guarantee a similar outcome. Do not send any confidential information to Cooley, as we do not have any duty to keep any information you provide to us confidential. When advising companies, our attorney-client relationship is with the company, not with any individual. This content may have been generated with the assistance of artificial intelligence (Al) in accordance with our Al Principles, may be considered Attorney Advertising and is subject to our legal notices.