In Person

43rd Annual Ray Garrett Jr. Corporate & Securities Law Institute

October 5 – 6, 2023
Northwestern Pritzker School of Law
Event details
October 5 – 6, 2023
7:30 am – 2:15 pm Central Standard Time
Northwestern Pritzker School of Law
375 E. Chicago Ave.
Chicago, IL 60611

Event summary

The Ray Garrett Jr. Corporate & Securities Law Institute is the only Midwest conference that brings together senior officials from the Securities and Exchange Commission and leading securities practitioners. The two-day event is designed to provide private practitioners and corporate counsel with a timely analysis of current securities and corporate law developments confronting publicly and privately held corporations. 


Featured agenda item

Friday, October 6 • 1:15 – 2:15 pm CDT

Clawback Workshop

This session was chaired by Christina Roupas, partner in charge of Cooley’s Chicago office.

Topics included:

  • Newly adopted SEC and stock exchange clawback rules
  • The Department of Justice pilot program on compensation incentives and clawbacks
  • Considerations for employment agreements
  • Practical applications of recent rules and guidance

For more information, please email Brianna Vega.