Carlton Fleming


My focus is on understanding a client's goals and the business drivers necessary for a successful outcome.

+1 650 843 5865

Carlton Fleming practices general corporate and securities law, representing high-growth private and public companies in a wide range of matters, including formation and financing activities, corporate governance, public offerings and SEC reporting and compliance. He also represents investment banks and venture capital firms in public offerings and private placements. In the past three years, Carlton has been involved in 20+ IPOs and other public offerings, helping raise over $3 billion.

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  • Vaxcyte - $288 Milion IPO 

  • DocuSign – $723 Million IPO 

  • Kodiak Sciences: $312 Million Follow-On 

  • Atara Biotherapeutics: $150 Million Follow-On 

  • Eiger BioPharmaceuticals: $49 Million Follow-On 

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  • Duke University School of Law
    JD/LLM, 2007

  • Duke University
    BA, German and History

Admissions & Credentials


North Carolina


+1 650 843 5865 office
+1 650 849 7400 fax

3175 Hanover Street
Palo Alto, CA 94304-1130