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PLI Securities Litigation: From Investigation to Trial


PLI Conference Center – 1177 Avenue of the Americas
New York, NY

Employing a hypothetical fact pattern, PLI’s engaging panel of expert practitioners will take you through each step of a securities case: investigation, filing the complaint, motions, class certification, discovery, mediation, potential settlement and ultimately the trial.

What you will learn

  • How to approach the initial investigation and work with state and federal regulators in the interests of your clients
  • How to assess the civil complaints and coordinate multi-district actions
  • How to litigate the case through the pleadings, discovery, class certification and summary judgment
  • How to approach mediation and settlement of a securities action
  • How to try a securities litigation or arbitration
  • How to approach and assess ethical issues associated with complex securities litigation

Who should attend

This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.

Featured agenda items

10:15 am Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Securities Litigation Actions

Moderator: Lyle Roberts, Panelist: Peter Adams

1:30 pm Seeking Resolution: Strategies in Mediation and Settlement of Securities Cases

Panelist: Lyle Roberts

4:00 pm Ethical Issues in Complex Securities Litigation

Moderator: Lyle Roberts


Event details and registration

Also via webcast

Related Contacts
Peter Adams Partner, San Diego
Related Practices & Industries

Securities Litigation