Compliance Checklist for Private Equity / Venture Capital Firms

Cooley has developed a "compliance checklist" designed to help a typical private equity or venture capital firm consider its level of compliance against various governmental and contractual requirements that commonly apply. The interactive checklist is a representative collection of the requirements that commonly apply to a firm that manages one or more venture capital or private equity funds. You may find it to be a useful tool for reviewing your compliance obligations.

Please note that Cooley's compliance checklist is not an exhaustive list of all requirements that could possibly apply to a firm, the funds such firm manages, or the related general partner entities of such funds. The compliance checklist should be reviewed regularly to recheck the issues covered as a means of measuring compliance with the governmental and contractual issues discussed.

©2003-2015 Cooley LLP and Cooley (UK) LLP. All rights reserved.
COOLEY® and the COOLEY LLP® logo are registered U.S. service marks of Cooley LLP.
Cooley was founded in 1920 – for our story, visit our timeline.