Capital Markets

Cooley's Capital Markets lawyers advise issuers, investment banks and investors in equity and debt transactions that raise capital through the public and private capital markets. In the past five years, we have been involved in a significant percentage of the nation's most notable securities transactions, including over 200 public offerings raising in excess of $20 billion.

We are one of the leading law firms advising companies in their securities transactions. According to IPO Vital Signs, Cooley was ranked the most active law firm representing either the issuers or underwriters in IPOs in the life sciences and technology sectors in 2013. As one of the most active law firms in this area, particularly in those sectors, we have deep industry-specific expertise as corporate counsel to high-growth companies that allows us to help our clients navigate the many challenges that arise during a company's lifecycle, including facilitating their access to the capital markets.

We also have significant experience representing the leading investment and commercial banks, placement agents, institutional investors, and venture, private equity and other private investment funds in a broad range of finance and banking transactions in the leading financial centers and emerging markets around the globe. We were recently recognized in American Lawyer's Corporate Scorecard as the third most active law firm in 2012 advising underwriters on U.S. IPOs.

Our Capital Markets lawyers work closely with our other practice groups such as compensation and benefits, regulatory, litigation, tax, mergers and acquisitions, intellectual property, licensing/partnering and antitrust and trade regulation to adeptly navigate the most complex and sensitive issues that arise in the context of capital markets transactions..

Transaction Types

  • Public Equity Offerings
    • Initial Public Offerings
    • Follow-on and Secondary Public Offerings
  • Shelf Registrations
  • Rule 144A/Regulation S Offerings
  • PIPE Transactions
  • Other Private Placements
    • Convertible Debt
    • Preferred Stock
    • High Yield Debt
    • Investment Grade Debt
    • Derivative Products
    • Mezzanine Capital
    • Royalty-backed and Other Structured
    • Debt Securities

    Related Practices

    Cooley Insights: IPOs

    There are many considerations to evaluate in preparing for an IPO.Check out our tip sheet for the top 25 issues to review. Read more.

    Cooley Capital Markets Group Ranks High

    • Most active law firm representing either the issuers or underwriters in IPOs in the life sciences and technology sectors in 2013 (Source: IPO Vital Signs)
    • Ranked among the most outstanding in the U.S. by The Legal 500 USA
    • Ranked as the best corporate law firm in the Bay Area in the annual survey of directors and general counsel (Source: Corporate Board Member Magazine )
    • Recognized as a Top 10 Corporate Firm in Northern California by The Daily Journal
    • Ranked as a leading practice in California by Chambers USA

    Current IPO Market for Technology Companies

    Partner Eric Jensen discusses the current IPO market for technology companies with Pamela Ambler on "Talk Finance," a Chinese TV show on the Bay Area network KTSF. Watch here.

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